Privacy Policy

Effective: May 6, 2026 

This Privacy Policy (“Policy”) describes how Intersection Capital, LLC (“Intersection Capital,” “IC,” “we,” “us,” or “our”) collects, uses, discloses, and protects personal information obtained in the course of our business operations. 

This includes information collected through our website https://intersectioncapital.com/ (the “Website”), as well as through other means such as email, telephone, in-person interactions, industry events, and third-party platforms or services used in connection with our investor relations, business development, and advisory activities. 

Intersection Capital is an advisory firm engaged in investment-related and business development services. In the course of these activities, we interact with investors, prospective investors, business partners, counterparties, and other professional contacts. This Policy explains how we handle personal information obtained through these interactions, whether collected online or offline. 

This Policy also explains your rights and choices with respect to personal information you provide to us and how to contact us regarding our privacy practices. 

1. Categories of Individuals Whose Information We May Collect 

This Policy applies to personal information collected by Intersection Capital, LLC in the course of our business activities. This includes, but is not limited to, individuals who visit our Website; contact us by phone, email, or in person; submit forms or other materials related to investment or business opportunities; engage with us through third-party platforms; or otherwise provide information to us during the course of a professional, business, or recruitment relationship. 

In particular, we may collect and process personal information relating to the following categories of individuals: 

• Visitors to our Website. 

• Investors and prospective investors. 

• Business partners, counterparties, advisors, and other professional contacts. 

• Individuals submitting inquiries or forms. 

• Individuals applying for employment or submitting professional credentials. 

• Any other individual who communicates or interacts with Intersection Capital in the context of a business, advisory, or informational exchange. 

This Policy governs the handling of personal information from all such categories of individuals, regardless of whether the information is collected online or offline. 

2. Types of Information We Collect 

Intersection Capital may collect a variety of personal information, depending on the nature of your relationship with us and the manner in which you interact with our organization. Personal information is defined as information that identifies, relates to, describes, or could reasonably be linked with an individual. 

For the purposes of this Policy, the term “personal information” includes what is commonly referred to as personally identifiable information (PII). 

We may collect personal information directly from you when you choose to provide it, automatically through your use of our Website, or from third parties such as business partners, public sources, or service providers. The types of personal information we collect may include: 

• Contact and identifying information, such as your name, email address, telephone number, physical address, and company affiliation; 

• Professional and business information, such as job title, role, organizational data, and business contact preferences; 

• Form submissions and correspondence, including inquiries submitted through our Website, content provided via forms on our Website, and any messages sent to us by email, through contact forms, or by other means; 

• Employment-related information, such as resumes, curriculum vitae, employment history, or other data voluntarily submitted as part of a job application or recruitment inquiry; 

• Technical and usage information, such as IP address, browser type, device characteristics, referral URLs, and website usage data that may be automatically collected through essential cookies, analytics tools, or similar technologies when you visit our Website, as described in Section 5 (“Cookies and Tracking Technologies”); 

• Data from third parties, including business contact lists, event registrations, referrals from industry partners, or publicly available sources, where permitted by law. 

• Financial or transaction-related information, such as information provided in connection with potential or completed investments. 

Certain types of personal information may be considered sensitive under applicable data protection laws, and where required, we will obtain your explicit consent prior to collecting or using such data. 

3. How We Collect Personal Information 

We collect personal information through a variety of channels, depending on how you interact with us. In many cases, individuals voluntarily provide information directly to us, for example, when submitting a form through the Website, requesting investment-related information, corresponding with us via email, providing a business card at an industry event, or participating in a business development or investor relations discussion, including in connection with potential transactions. 

In addition to direct collection, we may receive personal information from third parties acting on your behalf or in the course of business activities. Such third parties may include professional contacts, recruitment firms, service providers, or third-party communication platforms and customer relationship management (CRM) systems. 

Where permitted by law, we may also obtain personal information from publicly available sources, such as professional directories, regulatory filings, or industry databases, for purposes such as maintaining accurate records, responding to inquiries, or supporting our business relationships. In some instances, we may combine this information with data provided directly to us in order to improve the relevance and accuracy of our records. 

We also collect certain information automatically through your interactions with our Website. This may include technical and browsing information, as described in Section 5 below, which may be gathered through cookies, analytics tools, or similar technologies. 

4. How We Use Personal Information 

Intersection Capital collects and processes personal information to support its business operations, maintain compliance with applicable laws, and build productive relationships with investors, prospective investors, business partners, counterparties, and other professional contacts. The specific purposes for which we use personal information may include, but are not limited to, the following: 

• To respond to inquiries and requests submitted through our Website, email, phone, or in person; 

• To review, assess, and provide information in connection with investment-related materials, opportunities, or communications; 

• To evaluate and develop potential business relationships, including with investors, partners, counterparties, and advisors; 

• To maintain accurate and up-to-date records of professional and business contacts; 

• To process employment applications and consider candidates for current or future roles within Intersection Capital; 

• To provide information about our services, activities, or opportunities when requested; 

• To communicate with individuals in connection with inquiries, ongoing relationships, or potential transactions, including sending relevant updates and information; 

• To send communications where requested through a form submission or where the individual has otherwise provided consent to receive such communications; 

• To manage internal operations, including communications, data storage, compliance, legal support, and audit functions; 

• To analyze usage patterns and improve the functionality and user experience of our Website; 

• To ensure compliance with legal obligations, regulatory requirements, and industry standards; 

• To detect and prevent fraud, misuse, or other harmful activity; 

• To exercise or defend our legal rights, or to comply with judicial or administrative processes. 

We may use personal information for other purposes that are consistent with the original purpose for which it was collected, or as permitted by applicable laws. In situations where consent is the basis for processing personal data, such as subscribing to marketing communications, we will provide clear notice and the opportunity to withdraw consent at any time. 

We may also use your contact information, including your mobile phone number, to communicate with you via text message (SMS), where you have provided your prior express consent to receive such communications, as further described in the ‘Text Messaging and SMS Communications’ section below. 

5. Cookies and Tracking Technologies 

This section applies to our Website. Certain technologies described here may not currently be in use but are included for transparency and future relevance. 

When you visit our Website, we may use cookies and other tracking technologies to collect technical and usage information about your device and browsing behavior. A cookie is a small text file placed on your computer or mobile device by a website server. Cookies allow us to recognize your browser or device, remember your preferences, understand how users interact with our Website, and improve overall functionality and performance. 

Cookies and similar technologies may collect information such as your IP address, browser type, operating system, pages viewed, referring website addresses, and the time and date of your visits. In some cases, cookies may enable us to link this information to other data we hold about you, including personal information you voluntarily provide. 

We may use the following categories of cookies: 

• Strictly necessary cookies, which are required for the operation of the Website and cannot be switched off in our systems; 

• Performance cookies, which help us understand how visitors interact with the Website and provide data that enables improvements; 

• Functionality cookies, which allow the Website to remember your preferences and settings; 

• Analytics cookies, including tools such as Google Analytics, which provide insights into user behavior and Website traffic patterns. 

Where required by law, we will provide a cookie notice or banner at the point of access to the Website, offering additional information and options to manage cookie preferences. 

We do not currently use cookies for behavioral advertising or retargeting purposes. 

Most web browsers automatically accept cookies, but you can usually modify your browser settings to decline cookies if you prefer. Please note that disabling or deleting cookies may affect your ability to use certain features of the Website. If we adopt additional tracking technologies in the future, we will update this section accordingly and provide appropriate disclosures, including opt-in or opt-out mechanisms as required by applicable law. 

6. Information from Third-Party Tools and Platforms 

This section reflects systems currently in use and those we may implement in the future to support business operations. 

In the course of conducting our business, Intersection Capital may utilize third-party tools, platforms, and service providers to support communication, data management, analytics, document processing, recruitment, and investor or business development activities. These third parties may collect, process, or store personal information on our behalf, subject to contractual obligations designed to ensure appropriate security and confidentiality. 

Examples of third-party tools we may use include: 

• Customer relationship management (CRM) systems for tracking interactions with clients, investors, partners, and other professional contacts; 

• Document exchange and electronic signature tools; 

• Data storage, content management systems (CMS), and collaboration platforms, including secure cloud-based systems and our website hosting provider; 

• Investor communication or business development platforms; 

• Analytics tools that help us understand how users interact with our Website; 

• Human resource or recruitment systems used in connection with employment applications. 

These platforms may collect certain information directly from individuals (e.g., when they sign a digital document or submit a resume), or may be integrated into our internal systems in a way that enables us to manage business relationships more effectively. 

We use commercially reasonable efforts to select service providers that implement appropriate technical and organizational measures to safeguard your information and are subject to contractual obligations regarding the protection and confidentiality of such information. These providers operate under their own privacy policies and terms of service, which may govern the handling of data in ways that differ from Intersection Capital’s policies. 

7. How We Share Personal Information 

We do not sell your personal information. However, we may disclose personal information to third parties under certain circumstances in the course of operating our business or complying with legal obligations. The categories of recipients may include: 

• Service providers and third parties who support our operations by providing services such as data hosting, communications infrastructure, legal, financial, and professional consulting, IT support, document execution, customer relationship management, and recruitment assistance. These third parties are authorized to use your personal information only as necessary to provide services to us, and we require them to maintain the confidentiality and security of the information they process. 

• Legal, regulatory, or governmental authorities when we are required to do so under applicable law, legal process, or governmental request. This may include disclosures necessary to comply with subpoenas, court orders, or similar legal obligations. 

• Business advisors and consultants, including legal, financial, and other professional advisors, in connection with due diligence, advisory, or related activities. 

• Transaction counterparties and other parties involved in potential or completed transactions, including in the context of a merger, acquisition, financing, or similar corporate activity, where personal information may be shared as part of evaluating, negotiating, or completing such transactions. 

• Other parties, when you have provided your consent or when the disclosure is reasonably necessary to protect the rights, property, or safety of the Company, our employees, our investors, partners, or others. 

We may also share anonymized or aggregated information that cannot reasonably be used to identify an individual. Such information is not considered personal information under applicable laws and is not subject to the same use and disclosure restrictions. 

We do not share text messaging opt-in data or consent records with any third parties for their own marketing or promotional purposes. 

Notwithstanding the foregoing, all the above categories exclude text messaging originator opt-in data and consent; this information will not be shared with any third parties, excluding aggregators and providers of text messaging services. 

8. Text Messaging and SMS Communications 

Intersection Capital may communicate with you via text message (SMS) in two distinct capacities: (i) transactional or relationship communications, and (ii) marketing or promotional communications. 

Consent to Receive SMS Communications 

SMS communications are provided only where you have given your prior express consent to receive such messages. Consent to receive SMS messages is optional and is not a condition of engaging with Intersection Capital or receiving our services. 

Consent is obtained separately depending on the type of SMS communications: 

• Transactional or Relationship Messages: These include communications related to your inquiries, interactions, or ongoing relationship with Intersection Capital. Consent to receive such messages may be obtained in connection with your direct interactions with us (for example, when you submit a request for information or engage with our services). 

• Marketing or Promotional Messages: These include communications regarding opportunities, services, or other promotional content. Consent to receive marketing or promotional SMS messages will be obtained separately and explicitly, and will not be bundled with, or required as a condition of, receiving transactional messages or any other services or communications from Intersection Capital. 

Types of Messages 

Depending on your consent preferences, you may receive different SMS communications, including: 

Transactional or Relationship Messages: 

• Responses to inquiries or requests for information 

• Investor communications, including updates related to opportunities or transactions 

• Event-related communications, including scheduling, confirmations, and logistics 

• Administrative communications 

Marketing or Promotional Messages (only where separately consented to): 

• Information about services, offerings, or opportunities 

• Promotional messages or marketing communications 

We do not send marketing or promotional SMS messages without your prior express consent. 

Message Frequency 

Message frequency varies depending on your interactions with us and the nature of your relationship with Intersection Capital. 

Opt-Out 

You may opt out of receiving SMS communications at any time by following the instructions provided in the messages you receive or by contacting us using the contact information provided in this Policy or otherwise made available by Intersection Capital. 

Data Use and Sharing 

Where you have provided your mobile phone number for purposes of SMS communications, we use that information to provide and manage such communications as described in this section and in accordance with applicable law. 

Additional Terms 

Your participation in SMS communications may also be subject to our SMS Terms of Service, which are available at http://intersectioncapital.com/privacy-policy. For more information about how we collect, use, and protect your personal information, please review this Privacy Policy in full. 

9. Data Transfers Outside the United States 

Intersection Capital primarily operates within the United States. Our Website and services are intended for use in jurisdictions where our data practices, as described in this Policy, are permissible under applicable laws. 

If we engage with individuals located outside the United States, we will take appropriate steps to ensure that personal information is handled in accordance with applicable data protection laws. If we expand our activities to additional jurisdictions in the future, we will update this Policy and implement any additional measures required by law. 

10. California Privacy Rights (CCPA) 

Intersection Capital is committed to complying with applicable privacy laws, including the California Consumer Privacy Act (CCPA), as amended by the California Privacy Rights Act (CPRA). California residents may have certain rights under these laws, including the right to request access to, deletion of, or correction of their personal information, as well as the right to opt out of certain uses of personal information. 

To exercise any of these rights, please contact us using the information provided in this Policy. 

Intersection Capital does not “sell” or “share” personal information as those terms are defined under the CPRA, including for purposes of cross-context behavioral advertising. If non-essential cookies or tracking technologies are introduced in the future, we will provide appropriate notice and opt-out mechanisms as required by applicable law. 

11. Data Retention 

We retain personal information only for as long as is reasonably necessary to fulfill the purposes for which it was collected, as outlined in this Policy, or as otherwise required to comply with applicable laws and regulations. 

The criteria we use to determine the appropriate retention period for different categories of personal data include: 

• The nature and sensitivity of the data; 

• The reason for its collection and the purposes for which it was collected and used; 

• Any legal or regulatory obligations requiring retention; 

• The existence of ongoing or anticipated litigation, audits, or investigations; 

• The potential for future communications or follow-up activity, including but not limited to investor due diligence or contractual obligations. 

When personal information is no longer needed for any business or legal purpose, we securely delete, de-identify, or anonymize it in accordance with applicable standards and best practices. Where complete deletion is not possible due to technical, archival, or other limitations, we take appropriate measures to isolate and protect the information from further processing. 

12. Data Security 

Intersection Capital takes the protection of personal information seriously and implements reasonable and appropriate administrative, technical, and physical safeguards designed to help secure the data we collect and process. These safeguards are intended to protect against unauthorized access, loss, misuse, alteration, or disclosure of personal information. 

Security measures we may implement include, but are not limited to: 

• Secure access controls for systems and data storage; 

• Encryption of data in transit and, where appropriate, at rest; 

• Use of secure third-party platforms for document execution, communication, and file storage; 

• Regular review of user permissions and account activity; 

• Employee training on data handling and privacy practices. 

While we make good faith efforts to protect personal information, no method of transmission over the Internet or electronic storage is fully secure or error-free. Therefore, we cannot guarantee the absolute security of any data transmitted to or from our systems. If you believe your interaction with us is no longer secure (e.g., if you suspect unauthorized access to your information), please notify us immediately using the contact information provided in this Policy. 

13. Children’s Privacy 

Our Website and services are intended for use by adults in a professional or commercial capacity and are not directed to individuals under the age of thirteen (13). We do not knowingly collect personal information from children under 13 without verifiable parental consent. If you are a parent or legal guardian and believe that your child has provided personal information to us without your consent, please contact us so that we may take appropriate action, including removing the information from our records. 

If we become aware that we have inadvertently received personal information from a child under 13, we will promptly delete such information from our systems and cease further processing, in compliance with applicable laws such as the Children’s Online Privacy Protection Act (COPPA). 

14. Your Rights and Choices 

Depending on your location and applicable law, you may have certain rights with respect to the personal information that we collect and maintain about you. These rights may include, where applicable: 

• The right to request access to the personal information we hold about you; 

• The right to correct or update inaccurate, incomplete, or outdated personal data; 

• The right to request deletion of your personal information, subject to certain exceptions; 

• The right to restrict or object to the processing of your personal information in certain circumstances; 

• The right to data portability, allowing you to receive a copy of your personal data in a structured, commonly used format; 

• The right to withdraw consent where processing is based on consent (without affecting the lawfulness of processing carried out prior to withdrawal); 

• The right to lodge a complaint with a data protection authority or regulatory body, if you believe your rights have been violated. 

To exercise any of the rights described above, or to submit a request regarding your personal information, please contact us using the details provided in this Policy. We will respond to requests in accordance with applicable laws and may take steps to verify your identity before completing the request. In cases where we cannot fulfill a request due to legal obligations or technical limitations, we will provide an explanation consistent with the requirements of the law. 

We may provide communications to you, including marketing or promotional communications, where you have provided your consent to receive such communications. You may opt out of receiving such communications at any time by following the instructions provided in the communication or by contacting us directly. 

15. Changes to This Privacy Policy 

We may revise or update this Privacy Policy from time to time to reflect changes in our business practices, technologies, legal obligations, or for other operational, legal, or regulatory reasons. Any material changes to this Policy will be communicated through appropriate channels, and the “Effective Date” at the top of the Policy will be updated accordingly. 

Where required by law, we will provide additional notice (such as by email or a pop-up banner) or request your consent before implementing material changes that affect how we use your personal information. 

We encourage you to review this Policy periodically to stay informed about how we collect, use, and protect your personal information. 

16. Contact Us 

If you have any questions, concerns, or requests regarding this Privacy Policy or the way we handle your personal information, please do not hesitate to contact us. We welcome inquiries related to your privacy rights, our data practices, or how to exercise any of the options described in this Policy. 

You may contact us at: 

Intersection Capital, LLC 

2443 Impala Drive 

Carlsbad, CA 92010 

United States 

Email: nate@intersectioncapital.com 

We aim to respond to all inquiries in a timely and respectful manner and are committed to addressing your questions in accordance with applicable privacy laws and best practices.